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Peter Hull Voluntarily Resigned from Tradition Securities Derivatives

Peter Hull (CRD #: 1666369) voluntarily resigned from Tradition Securities Derivatives. This disclosure appears on his BrokerCheck record, accessed on January 12, 2024. Keep reading if you have questions. 

On November 17, 2023, Peter Hull voluntarily resigned from Tradition Securities Derivatives following allegations that he reported alleged trading activity to market participants that could be confirmed as firm-brokered trades. An internal review concluded that the registered representative therefore misrepresented his involvement in the purported trades in violation of certain internal policies, regulatory rules, and industry standards. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Background Information 

Peter Hull has passed the following exams: 

  • SIE – Securities Industry Essentials Examination 
  • Series 72 Government Securities Representative Examination 

He has registered with the following firms:

  • Tradition Securities and Derivatives (CRD #: 28269) 
  • Whitaker Securities (CRD #: 121465) 
  • Wunderlich Securities (CRD #: 2543) 
  • Hilliard Farber & Co. (CRD #: 19662) 

Kurta Law Can Help 

If you have worked with Peter Hull and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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