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Paul Witthauer Named in Pending Arbitration Concerning L Bonds

Sep 14, 2022 Investor Disputes

Paul Witthauer (CRD #: 1672263), a broker registered with G. A. Repple & Company, has been named in a pending arbitration, according to his BrokerCheck record, accessed on August 21, 2022. Read on if you have questions about his conduct as a broker.

Pending Arbitration

On May 2, 2022, Paul Witthauer was named in an arbitration filed between G.A. Repple & Company and multiple investors. The arbitration concerns $250,000 in L Bonds issued by GWG Holdings allegedly purchased by G.A. Repple & Company. He is not named as a respondent but is referenced in the notice of arbitration.

The investors seek $250,000 in damages in this pending arbitration.

Background Information

Paul Witthauer has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination 

Paul Witthauer is a registered broker in six states and a registered investment adviser in North Dakota.

He has also worked for the following firms:

  • OneAmerica Securities (CRD#:4173)
  • Woodbury Financial Services (CRD#:421)
  • Washington Square Securities (CRD#:2882)

Kurta Law Can Help

If you worked with Paul Witthauer and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.