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Paul Snow No Longer Registered with Raymond James

Paul Snow (CRD #: 2963153) has voluntarily resigned from Raymond James Financial Services. This is according to his BrokerCheck record, accessed on May 8, 2024. Details concerning this disclosure are provided below. 

Employment Separation After Allegations 

On April 9, 2024, Paul Snow voluntarily resigned from Raymond James Financial Services following allegations that he engaged in conduct inconsistent with the firm’s standard of care policies. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Engaging in conduct inconsistent with firm policies. 

Background Information 

Paul Snow has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination on  
  • Series 24 General Securities Representative Examination

During his 26 years of experience, Paul Snow has registered with the following firms: Raymond James Financial Services (CRD #: 6694) and Morgan Keegan & Company (CRD #: 4161). 

Kurta Law Can Help 

If you have worked with Paul Snow and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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