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Paul Miller is the Subject of a Six-Figure Dispute

Paul Miller (CRD #: 1769045), a broker registered with Commonwealth Financial Network, is facing an investor dispute. This disclosure appears on his BrokerCheck record, accessed on September 9, 2024. Details concerning this disclosure are provided below. 

Investor Allegations 

On May 29, 2024, an investor named Paul Miller in a dispute regarding exercising options under an annuity contract. The investor sought $107,992.74 but the dispute was denied by the firm. Firms can deny a dispute without an external review. Investors can still recover losses following a denial. 

Background Information 

Paul Miller has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 30 states and D.C. He is a registered investment adviser in Ohio. 

During his 36 years of experience, Paul Miller has registered with six firms: 

  • Commonwealth Financial Network (CRD #: 8032) 
  • Raymond James & Associates (CRD #: 705) 
  • Wachovia Securities (CRD #: 19616) 
  • A.G. Edwards & Sons (CRD #: 4) 
  • Painewebber Incorporated (CRD #: 8174) 
  • Kidder, Peabody & Co. (CRD #: 7613) 

Kurta Law Can Help 

If you worked with Paul Miller and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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