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Paul Fehrenbach Subject of a FINRA Bar

Paul Fehrenbach (CRD #: 2390131) has been barred by FINRA. This disclosure appears on his BrokerCheck record, accessed on June 28, 2024. Keep reading if you have questions regarding his alleged conduct. 

Regulatory Action 

On May 13, 2024, Paul Fehrenbach consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA in connection with its investigation into his alleged failure to disclose a lien. 

You can read a copy of the bar here

FINRA Rule 8210

FINRA Rule 8210 requires members to submit their books and records for inspection and to appear for testimony in connection with FINRA investigations.

Civil Lien 

On November 16, 2021, Paul Fehrenbach became the subject of a civil lien for $50,000. 


On May 10, 2018, Paul Fehrenbach discharged a bankruptcy. 

Background Information 

Paul Fehrenbach has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination 

During his 29 years of experience, he has registered with six firms: 

  • Stirlingshire Investments (CRD #: 310576) 
  • B. Riley Wealth Management (CRD #: 2543) 
  • National Securities Corporation (CRD #: 7569) 
  • Moors & Cabot (CRD #: 594) 
  • Raymond James & Associates (CRD #: 705) 
  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 

Kurta Law Can Help 

If you have worked with Paul Fehrenbach and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.