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Paul Curcio is the Subject of a Variable Annuity Dispute

Paul Curcio (CRD #: 4946771), a broker registered with Wells Fargo Clearing Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on August 30, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On June 13, 2024, an investor alleged that a variable annuity should have performed better based on the performance of the DOW and S&P. The client wants to have their initial investment refunded. 

Variable Annuities 

Variable annuities are complex investments. These policies can decline in value depending on the performance of the underlying securities. Surrender charges, tax penalties, and other fees can make these policies unsuitable.

Background Information 

Paul Curcio has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in five states and D.C. He is a registered investment adviser in Pennsylvania. 

Paul Curcio has registered with the following firms: 

  • Wells Fargo Clearing Services (CRD #: 19616) 
  • Santander Securities (CRD #: 41791) 
  • Citizens Securities (CRD #: 39550) 
  • M&T Securities (CRD #: 17358) 
  • Uvest Financial Services Group (CRD #: 13787) 
  • Waddell & Reed (CRD #: 866) 
  • NYLife Securities (CRD #: 5167) 

Kurta Law Can Help 

If you worked with Yan Sun and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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