Patrick Mendenhall is the Subject of Multi-Million Dollar Disputes

Patrick Mendenhall (CRD #: 1068809), a broker registered with USCA Securities, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on April 5, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations

On January 12, 2024, an investor alleged that Patrick Mendenhall’s investing advice resulted in missed opportunities and losses. The investor is seeking $5,000,000. 

There are similar allegations dated October 5, 2023, the investor alleged losses and missed opportunity. The investor is seeking $3,000,000. 

On October 1, 2019, an investor made allegations regarding Patrick Mendenhall’s recommendation to purchase and hold a particular security. The investor sought $1,000,000 and the dispute settled for $200,000. 

Background Information 

Patrick Mendenhall has passed the following exams: 

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 3 National Commodity Futures Examination 
• Series 7 General Securities Representative Examination
• Series 9 General Securities Sales Supervisor – Options Module Examination 
• Series 10 General Securities Sales Supervisor – General Module Examination 
• Series 24 General Securities Representative Examination 
• Series 8 General Securities Sales Supervisor – (Options Module & General Module) 

He is a registered broker in 49 states and is a registered investment adviser in Texas. 

During his 41 years of experience, Patrick Mendenhall has registered with ten firms. These are the five most recent: 

• USCA Securities (CRD #: 103789) 
• U.S. Capital Wealth Advisors (CRD #: 288199) 
• USCA RIA (CRD #: 152170) 
• UBS Financial Services (CRD #: 8174
• Smith Barney, Harris Upham & CO. (CRD #: 7059) 

Kurta Law Can Help 

If you have worked with Patrick Mendenhall and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.