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Patricia Murdock Terminated by Stifel, Nicolaus & Company

Patricia Murdock (CRD #: 1195510) has been fired by Stifel, Nicolaus & Company in Wichita, Kansas. This disclosure appears on her BrokerCheck record, accessed on December 15, 2023. Keep reading if you have questions regarding her alleged conduct. 

On October 17, 2023, Stifel, Nicolaus & Company fired Patricia Murdock following allegations that she altered a client document. The allegations do not provide any further detail. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Altering client documents may violate this rule. 

Background Information 

Patricia Murdock has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

Patricia Murdock has not registered with any firms besides Stifel, Nicolaus & Company (CRD #: 793). 

Kurta Law Can Help 

If you have worked with Patricia Murdock and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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