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Olivia Conner Terminated by Charles Schwab

Olivia Conner (CRD #: 7135432) has been fired by Charles Schwab. This disclosure appears on her BrokerCheck record, accessed on May 8, 2024. Keep reading if you have questions regarding her alleged conduct. 

Employment Separation After Allegations 

On March 25, 2024, Charles Schwab fired Olivia Conner following allegations that she improperly altered a client document. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Improperly altering a client document violates this rule. 

Background Information 

Olivia Conner has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 

Kurta Law Can Help 

If you have worked with Olivia Conner and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

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