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Olivia Boling Resigns from W&S Brokerage Services Following Alleged Forgery

Jun 6, 2022 Employment

Olivia Boling (CRD #: 7411700), a former broker, resigned from her firm, according to her BrokerCheck record, accessed on May 29, 2022. Keep reading if you have questions about Olivia Boling’s conduct as a broker.

Alleged Forgery

On February 17, 2022, Olivia Boling resigned from W&S Brokerage Services after allegedly admitting to forging clients’ initials on certain forms after speaking with the clients to review updates to the forms. The firm alleges that Olivia Boling provided the forms on February 10, within an hour of the request for updating.

FINRA Rule 2010

Forgery of all kinds violates FINRA Rule 2010, which requires brokers to uphold high standards of commercial honor and ethical conduct.

Background Information

Olivia Boling has passed the following exams:

  • Series 6TO - Investment Company Products/Variable Contracts Representative Examination
  • SIE - Securities Industry Essentials Examination

In the past, she worked for W&S Brokerage Services (CRD#:8099).

Kurta Law Can Help

If you worked with Olivia Boling and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.