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Investor Claims Olga Kapitskaya Failed to Follow Instructions

Olga Kapitskaya (CRD #: 2587114), a broker registered with RBC Capital Markets, allegedly failed to follow investor instructions, according to her BrokerCheck record, accessed on June 12, 2022. Keep reading to learn more about Olga Kapitskaya’s conduct as a broker.

Alleged Failure to Follow Instructions

A dispute filed on April 22, 2022, alleges that Olga Kapitskaya failed to follow a client’s instructions during March 2022. The investor seeks $258,217.11 in damages in this pending dispute.

FINRA Rule 5310

Failure to follow instructions may violate FINRA Rule 5310, which requires that brokers follow rules of “best execution.”

Background Information

Olga Kapitskaya has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Olga Kapitskaya is a registered broker in 26 states and the District of Columbia. She is also a registered investment adviser in California and Texas.

She has also worked for the following firms:

  • Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691)
  • Morgan Stanley Smith Barney (CRD#:149777)
  • Stifel, Nicolaus & Company (CRD#:793)
  • Rodman & Renshaw (CRD#:724)

Kurta Law Can Help

If you worked with Olga Kapitskaya and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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