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Nora Beverly Fired from Country Capital Management Company

Jan 10, 2023 Fired Brokers

Nora Beverly (CRD #: 5910896), a broker formerly registered with Country Capital Management Company, was fired from the firm, according to her BrokerCheck record, accessed on January 3, 2023. Read on if you want to know more about her alleged conduct as a broker.

Termination from Country Capital Management Company

On October 4, 2022, Nora Beverly was fired from Country Capital Management Company following her termination from the firm’s affiliated insurance companies.

Nora Beverly was allegedly terminated by these insurance companies due to her failure to respond to an internal investigation into whether she failed to deliver life insurance policies to her customers and failed to secure confidential customer information.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Nora Beverly has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

She previously worked for Country Capital Management Company (CRD#:12060).

Kurta Law Can Help

If you worked with Nora Beverly and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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