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Noelia Herrera Resigns from Her Position at Wells Fargo Clearing Services

Feb 16, 2022 Employment

Noelia Herrera (CRD #: 6887173), a formerly registered broker, recently resigned from her position at Wells Fargo Clearing Services, according to her BrokerCheck record, accessed on February 2, 2022. Details surrounding her resignation have been provided below.

Resignation Details

On October 13, 2021, Noelia Herrera voluntarily resigned from her position at Wells Fargo Clearing Services following allegations that she told a client he could sign letters of authorization for family members who were co-owners on the at-issue account.

Investors should know that FINRA Rule 2010 requires associated persons to observe high standards of commercial honor and just and equitable principles of trade.

Background Information

Noelia Herrera has passed the following exams:

  • Series 66 - Uniform Combined State Law Examination
  • Series 7TO - General Securities Representative Examination
  • SIE - Securities Industry Essentials Examination

Besides Wells Fargo Clearing Services, Noelia Herrera has not worked with any other firm.

Kurta Law Can Help

If you have lost money while working with Noelia Herrera, don't hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. We only take cases we feel confident we can win.