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Nitin Bahirwani Subject of a $900,000 Investor Dispute

Nitin Bahirwani (CRD #:4748899), a broker and investment advisor registered with B. Riley Wealth Management, is involved in an investor dispute according to his BrokerCheck record, accessed on January 6, 2023. Keep reading for more details if you are concerned about Nitin Bahirwani’s conduct as a broker.

Investor Allegations

On November 7, 2022, an investor alleged that Nitin Bahirwani breached his fiduciary duty. The investor is seeking $900,000. 

A breach of fiduciary duty is also a breach of the duty to observe high standards of commercial honor and just and equitable principles, in violation of FINRA Rule 2010.

There are four other investor disputes on his record. 

Background Information

Nitin Bahirwani has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He is a registered broker in 23 states. 

Besides B. Riley Wealth Management, Nitin Bahirwani has registered with the following firms:

  • National Securities Corporation (CRD #: 7569)
  • NSM Securities  (CRD#:134357)
  • Aura Financial Services (CRD#:42822)

Kurta Law Can Help

If you have worked with Nitin Bahirwani and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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