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Nancy Martinez Facing Allegations of Misrepresentation

Nancy Martinez (CRD #: 5769715), a broker registered with Cuso Financial Services, is the subject of an investor dispute. This is according to her BrokerCheck record, accessed on November 11, 2024. Keep reading if you have questions regarding her alleged conduct. 

Investor Dispute

On November 11, 2024, Nancy Martinez became the subject of an investor dispute alleging misrepresentation. The investor is seeking $50,000. 

Misrepresentation

FINRA Rule 2020 prohibits the misrepresentation of investments and omission of material facts. Material facts include information about an investment’s potential returns, as well as charges, expenses, and fees.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 also violate this rule. 

Background Information 

Nancy Martinez has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

She has registered as a broker in ten states and is a registered investment adviser in California. 

Kurta Law Can Help 

If you have worked with Nancy Martinez and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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