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JPMorgan Chase Bank Fires Nancy Cesar

Feb 16, 2022 Fired Brokers

Nancy Cesar (CRD #:6640087), a formerly registered broker, was recently fired by JPMorgan Chase Bank according to her BrokerCheck record, accessed on February 2, 2022. 

Termination Details

On October 7, 2021, JPMorgan Chase Bank fired Nancy Cesar after she allegedly violated the firm’s policy governing personal finances by making several cash deposits to her personal affiliate bank account under the currency transaction reporting threshold. ​​This alleged conduct violates FINRA Rule 2010, which requires associated persons to observe high standards of commercial honor and just and equitable principles of trade. 

Background Information

Nancy Cesar has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

Besides JPMorgan Chase Bank, she has not worked with any other firm.

Kurta Law Can Help

If you have been victimized after working with Nancy Cesar, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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