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Moshe Aronov Fired by LPL Financial

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
November 1, 2025 at 1:41am

Moshe Aronov (CRD #: 2648519), a broker registered with Kovack Securities, has been terminated by LPL Financial. This disclosure appears on his BrokerCheck record, accessed on October 31, 2025. Keep reading if you have questions regarding his alleged conduct.

Employment Separation After Allegations

On August 8, 2025, LPL Financial fired LPL Financial following allegations that he did not safeguard personally identifiable information at a branch office. He allegedly also did not disclose nor receive prior approval for a loan to a non-customer.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to disclose a loan and failing to safeguard information may violate this rule.

Background Information

Moshe Aronov has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker in seven states and is a registered investment adviser in Florida.

Moshe Aronov has registered with 11 firms. These are the five most recent:

  • Kovack Securities (CRD #: 44848)
  • Private Advisor Group (CRD #: 155216)
  • LPL Financial (CRD #: 6413)
  • Chase Investment Services Corp (CRD #: 25574)
  • AllianceBernstein Investments (CRD #: 14549)

Kurta Law Can Help

If you worked with Moshe Aronov and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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