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Moses Hollender Facing Allegations He Failed to Follow Liquidation Instructions

Moses Hollender (CRD #: 3196268), a broker registered with MML Investor Services, allegedly failed to follow investors’ instructions, according to his BrokerCheck record, accessed on December 15, 2022. If you want to know more about his alleged conduct as a broker, read on.

Investor Dispute

On November 13, 2022, several investors alleged that Moses Hollender failed to follow their instructions in January 2022 to liquidate the stock positions in their variable universal life insurance policy and move these funds to cash, resulting in financial harm.

The clients seek $57,173.53 in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Tax Lien

On March 31, 2022, Moses Hollander was subject to a tax lien of $18,408.42.

Background Information

Moses Hollender has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

Moses Hollender is a registered broker in California, New Jersey, and New York.

He has also worked for the following firms:

  • P.J. Robb Variable Corporation (CRD#:38339)
  • MML Investors Services (CRD#:10409)
  • MetLife Securities (CRD#:14251)
  • Metropolitan Life Insurance Company (CRD#:4095)

Kurta Law Can Help

If you worked with Moses Hollender and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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