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Mohammed Hossain Fired by Vanguard Marketing Corporation

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
November 5, 2025 at 1:25am

Mohammed Hossain (CRD #: 6512411) has been fired by Vanguard Marketing Corporation. This disclosure appears on his BrokerCheck record, accessed on November 4, 2025. Keep reading if you have questions regarding his alleged conduct.

Employment Separation After Allegations

On October 10, 2025, Vanguard Marketing Corporation fired Mohammad Hossain following allegations that he recorded inaccurate or false notes related to client interactions or attempted client interactions.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to record accurate notes related to client interactions may violate this rule.

Background Information

Mohammed Hossain has passed the following exams:

  • Series 66 Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products/ Variable Contracts Representative Examination

He has registered with the following firms:

  • Vanguard Marketing Corporation (CRD #: 7452)
  • Morgan Stanley (CRD #: 149777)
  • JP Morgan Securities (CRD #: 79)

Kurta Law Can Help

If you worked with Mohammed Hossain and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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