Mohammad Sarhan is Facing Allegations of Misrepresentation

Mohammad Sarhan (CRD #: 4332630), a broker registered with JP Morgan Securities, is the subject of a new investor dispute. This disclosure appears on his BrokerCheck record, accessed on April 18, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On December 7, 2023, an investor alleged Mohammad Sarhan misrepresented a managed account investment. The investor sought $250,000 but the dispute was denied by the firm.  Investors should know, however, that firms can deny disputes without an external review. Investors can still recover losses following a denial. 

According to allegations filed on March 30, 2020, an investor alleged that Mohammad Sarhan misrepresented an unsuitable mutual fund investment. The investor sought $72,000 but this dispute was also denied. 

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

Background Information 

Mohammad Sarhan has passed the following exams:

• Series 66 Uniform Combined State Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products/ Variable Contracts Representative Examination 
• Series 26 Investment Company Products/Variable Contracts Principal Examination 

He is a registered broker in 50 states, D.C., Puerto Rico, and the Virgin Islands. He is a registered investment adviser in New Jersey, New York, and Texas. 

During his 19 years of experience, Mohammad Sarhan has registered with five firms: 

• JP Morgan Securities (CRD #: 79) 
• Chase Investment Services Corp. (CRD #: 25574) 
• CitiGroup Global Markets (CRD #: 7059) 
• CitiCorp Investment Services (CRD #: 23988) 
• Investec Ernst & Company (CRD #: 266) 

Kurta Law Can Help 

If you have worked with Mohammad Sarhan and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.