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Investor Alleged Michael Kneale Mismanaged Accounts

Aug 12, 2022 Investor Disputes

Michael Kneale (CRD #: 1427679), a broker registered with Morgan Stanley, is involved in a pending dispute, according to his BrokerCheck record, accessed on July 30, 2022. If you want to know more about Michael Kneale’s conduct as a broker, keep reading.

Investor Dispute

On June 4, 2022, an investor alleged that Michael Kneale failed to mitigate losses in their accounts from 2020-2022. This dispute is pending.

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Background Information

Michael Kneale has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 3 – National Commodity Futures Examination
  • Series 7 – General Securities Representative Examination
  • Series 8 – General Securities Sales Supervisor Examination (Options Module & General Module)

Michael Kneale is a registered broker in 28 states and the District of Columbia. He is also a registered investment adviser in Michigan and Texas.

He has also worked for Morgan Stanley & Company (CRD#:8209) and Morgan Stanley DW (CRD#:7556).

Kurta Law Can Help

If you worked with Michael Kneale and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.