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Michael Kelly Subject of Criminal Charge

Michael Kelly (CRD #: 4540662), a broker formerly registered with NYLIFE Securities, is the subject of a criminal charge, according to his BrokerCheck record, accessed on March 7, 2025. If you want to know more about his alleged conduct as a broker, read on.

Criminal Charge

On January 1, 2025, a criminal charge was entered against Michael Kelly. This charge is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Michael Kelly has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • Limited Representative-Equity Trader Exam – Series 55
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

He previously worked for NYLIFE Securities (CRD#:5167) and WorldCo (CRD#:24673).

Kurta Law Can Help

If you worked with Michael Kelly and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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