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Michael Edwards Allegedly Misappropriated Funds

Michael Edwards (CRD #: 2317865), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on September 30, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On July 19, 2024, an investor alleged that Michael Edwards misappropriated funds. The dispute was denied, but investors should know that firms can deny disputes without any external review. Investors can still recover funds following a denial. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misappropriation violates this rule. 

Background Information 

Michael Edwards has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 21 states, D.C., and Virgin Islands. He is a registered investment advisor in Illinois and Texas. 

Michael Edwards has registered with the following firms: 

  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 
  • G-Bar Limited Partnership (CRD #: 34179) 
  • Sallerson-Troob (CRD #: 43761) 
  • Goldman Sachs & Co. (CRD #: 361) 

Kurta Law Can Help 

If you worked with Michael Edwards and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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