Michael Dunlap Fired from MWA Financial Services
Michael Dunlap (CRD #: 3029958), a broker formerly registered with MWA Financial Services, allegedly engaged in misconduct, according to his BrokerCheck record, accessed on December 14, 2022. If you have questions about his alleged conduct as a broker, read on.
Termination from MWA Financial Services
On October 27, 2022, Michael Dunlap was fired from MWA Financial Services following an investigation by the firm’s parent company. The investigation allegedly found that he used the firm’s bank accounts for personal transactions in the thousands of dollars. The fraternal department noted they requested the money be returned on multiple occasions. However, the representative did not deposit money back into any of the accounts.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
On December 28, 2018, Michael Dunlap filed for bankruptcy.
Michael Dunlap has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
He previously worked for MWA Financial Services (CRD#:112630).
Kurta Law Can Help
If you worked with Michael Dunlap and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.