Victim of Financial Fraud? Call Now

Michael DiGioia Embroiled in Six-Figure Investor Dispute

Aug 2, 2021 Investor Disputes

Michael DiGioia (CRD #: 4073951), a broker registered with Lampost Capital, L.C., is involved in an investor dispute, according to his BrokerCheck profile, accessed on July 26, 2021. DiGioia may also offer advisory services under the name Mike Ross.

On June 4, 2021, a customer alleged that Michael DiGioia engaged in business practices that resulted in losses. The client is seeking $150,000; the dispute is pending.

There is also a criminal disclosure on his record. On January 17, 2019, Michael DiGioia was charged with one count of assault against a victim aged 65 or older. He also pled guilty to one count of disorderly conduct, reduced from one count of strangulation.

Michael DiGioia Background Information

He has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination
  • Securities Industry Essentials Examination
  • Series 55 Limited Representative-Equity Trader Exam
  • Series 7 General Securities Representative Examination
  • Series 24 General Securities Principal Examination

He is a registered broker in Florida.

DiGioia has worked for the following firms:

  • Lampost Capital, L.C. (CRD #: 43706)
  • Arive Capital Markets (CRD #: 8060)
  • Vision (CRD #: 47927)
  • Rothschild Lieberman (CRD #: 10030)
  • Quasar Trading (CRD #: 151974)
  • Legend Trading (CRD #: 150567)
  • Legend Securities (CRD #: 44952)
  • Gunnallen Financial (CRD #: 17609)
  • com (CRD #: 47883)
  • Terra Nova Trading (CRD #: 37761)
  • com (CRD #: 42071)

Kurta Law Can Help

If you worked with Michael DiGioia and you have concerns about the suitability of your investments, contact Kurta Law today. Call 212-658-1502 or email jkurta@kurtalawfirm.com.

Recent Results

$16.75M

Million

Recovery for ARC NYC REIT Investors
Learn More
Kurta Law recovered millions of dollars for investors who purchased the speculative and unsuitable ARC NYC REIT. The arbitration settled for substantially more than the investor losses.

Recent Results

$9.3M

Million

Investors Receive Award for More than their Losses
Learn More
Jonathan Kurta was able to recover over $9.3 million for a group of defrauded investors. The claims were based upon the brokerage firm’s failure to supervise a stockbroker who stole client funds and then prepared and disseminated fake account statements for decades.

Recent Results

$7.1M

Million

Elderly Victims Recover After a Decade of Fraud
Learn More
Jonathan Kurta represented a group of elderly women who were the victims of a financial crime perpetrated by a rogue broker. The broker utilized forged documents to steal funds from the clients’ accounts over a decade.

Recent Results

$4.2M

Million

Investor vs. Royal Alliance
Learn More
Jonathan Kurta represented an investor who alleged that Royal Alliance Associates had not fulfilled their supervisory duties. This allegedly allowed brokers to engage in conversion and RICO violations. Read a copy of the award here.

Recent Results

$1M

Million

Utah Firm Executed Unnecessary Transaction
Learn More
A FINRA panel sided with Kurta Law and found that a Utah brokerage firm executed unnecessary transactions in order to generate more commissions. Read a copy of the award here.

Recent Results

$2M

Million

Arizona Investors Options Trading Scam
Learn More
Kurta Law negotiated a $2 million settlement on behalf of Arizona investors who were defrauded in an options trading scam.

Categories