Michael Beard Fired from Edward Jones
Michael Beard (CRD #: 6118620), a broker registered with Prospera Financial Services, was fired from his previous firm, according to his BrokerCheck record, accessed on June 8, 2023. If you want to know more about his alleged conduct as a broker, read on.
Termination from Edward Jones
On April 15, 2023, Michael Beard was fired from Edward Jones following an alleged “loss of confidence” on the part of the firm with regard to his conduct and the firm’s conflicts of interest policy.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.
Background Information
Michael Beard has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Michael Beard is a registered broker in 17 states and a registered investment adviser in Colorado, New Mexico, and Texas.
He previously worked for Edward Jones (CRD#:250).
Kurta Law Can Help
If you worked with Michael Beard and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.