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Mfon Ogbebor Voluntarily Resigned from Merrill Lynch

Mfon Ogbebor (CRD #: 6625235) has voluntarily resigned from Merrill Lynch, Pierce, Fenner & Smith. This disclosure appears on his BrokerCheck record, accessed on June 6, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On April 17, 2024, Mfon Ogbebor voluntarily resigned from Merrill Lynch following allegations that he sent pictures of confidential customer information to a third party outside the firm. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Sending confidential information to a third party outside the firm may violate this rule. 

Background Information 

Mfon Ogbebor has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 9 General Securities Sales Supervisor – Options Module Examination 
  • Series 10 General Securities Sales Supervisor – General Module Examination 

Kurta Law Can Help 

If you have worked with Mfon Ogbebor and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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