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Melissa Pieters Fired from Parkland Securities For Alleged Misconduct

Melissa Pieters (CRD #: 5018553), a broker formerly registered with Parkland Securities, was fired from the firm, according to her BrokerCheck record, accessed on April 11, 2023. Keep reading if you have questions about her alleged conduct as a broker.

Termination from Parkland Securities

On March 2, 2023, Melissa Pieters was fired from Parkland Securities after allegedly duplicating paperwork already signed by a client in order to effect a variable annuity transaction.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

What are Variable Annuities?

Variable annuities are complex investments. These policies can decline in value depending on the performance of the underlying security. Surrender charges, tax penalties, and other fees can make these policies unsuitable.

Background Information

Melissa Pieters has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination
  • Series 26 – Investment Company Products/Variable Contracts Principal Examination

She previously worked for the following firms:

  • Parkland Securities (CRD#:115368)
  • Next Financial Group (CRD#:46214)
  • InterSecurities (CRD#:16164)

Kurta Law Can Help

If you worked with Melissa Pieters and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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