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Matthew Gherity Fired from Fidelity Brokerage Services

Matthew Gherity (CRD #: 6082751) was fired from his firm, according to his BrokerCheck record, accessed on August 13, 2022. If you have questions about his conduct as a broker, keep reading.

Termination from Fidelity Brokerage Services

On June 27, 2022, Matthew Gherity was fired from Fidelity Brokerage Services after he allegedly inaccurately documented in the firm’s internal system that he used certain planning tools when he either did not use them or did not have the required conversations with clients to use those tools.

FINRA Rule 2010

These allegations would constitute a violation of FINRA Rule 2010. FINRA Rule 2010 requires brokers to uphold high standards of commercial honor and just and equitable principles of trade.

Background Information

Matthew Gherity has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Besides Fidelity Brokerage Services (CRD#:7784), Matthew Gherity has also worked for Morgan Stanley (CRD#:149777).

Kurta Law Can Help

If you worked with Matthew Gherity and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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