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Matthew Evans Terminated by Casey Securities

Matthew Evans (CRD #: 5478421) has been fired by Casey Securities following allegations. This disclosure appears on his BrokerCheck record, accessed on October 6, 2023. Keep reading if you have concerns regarding his alleged conduct. 

On August 31, 2023, Casey Securities fired Matthew Evans following allegations that he failed to follow instructions on a trade resulting in a regulatory inquiry for failing to yield to priority interest in NYSE Arca. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to follow instructions may violate this rule. 

Background Information 

Matthew Evans has passed the following exams: 

  • Series 57TO – Securities Trader Exam 
  • SIE – Securities Industry Essentials Examination 
  • Series 56 Proprietary Trader Qualification Examination 

During his eight years as a registered broker, he has registered with two firms: Casey Securities (CRD #: 35230) and Lakeshore Securities L.P. (CRD #: 34381). 

Kurta Law Can Help

If you worked with Matthew Evans and have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.