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Mary Petrone Allegedly Failed to Follow Instructions

Mary Petrone (CRD #: 6572556), a broker registered with Edward Jones, allegedly failed to follow instructions, according to her BrokerCheck record, accessed on October 16, 2022. Keep reading if you want to know more about her conduct as a broker.

Investor Dispute

On July 5, 2022, an investor alleged that Mary Petrone failed to follow instructions to “lock down” the client’s account, resulting in losses. The firm denied the dispute.

However, investors should know that firms can deny disputes without an external review. Investors can still pursue FINRA arbitration following a denial and may be able to recover their funds.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Mary Petrone has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Mary Petrone is a registered broker in 11 states and a registered investment adviser in Georgia.

Kurta Law Can Help

If you worked with Mary Petrone and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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