Martin Cummins Fired from Revere Securities
Martin Cummins (CRD #: 5020777), a broker formerly registered with Revere Securities, was fired from the firm, according to his BrokerCheck record, accessed on January 17, 2023. If you have questions about his alleged conduct as a broker, read on.
Termination from Revere Securities
On November 25, 2022, Martin Cummins was fired from Revere Securities during an ongoing internal investigation into an allegation made by clearing firm Mirae Asset Securities regarding an issue related to a client’s unsettled trades. This investigation began on September 28, 2022.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
On October 11, 2022, FINRA launched an investigation into Martin Cummins following an allegation by Revere Securities concerning certain unsettled trades.
Martin Cummins has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- Series 57TO – Securities Trader Exam
- SIE – Securities Industry Essentials Examination
- Series 55 – Limited Representative-Equity Trader Exam
- Series 7 – General Securities Representative Examination
He has also worked for the following firms:
- Revere Securities (CRD#:14178)
- US Tiger Securities (CRD#:120583)
- Prime Number Capital (CRD#:297029)
- BNP Paribas Securities (CRD#:15794)
- Citic Securities International USA (CRD#:158266)
- Standard Chartered Securities (North America) (CRD#:130847)
- Cazenove (CRD#:1424)
- Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691)
- Morgan Stanley & Company (CRD#:8209)
Kurta Law Can Help
If you worked with Martin Cummins and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.