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Mark Martin Allegedly Failed to Follow Investor’s Instructions

Mark Martin (CRD #: 5824654), a broker registered with Edward Jones, allegedly failed to follow a client’s instructions, according to his BrokerCheck record, accessed on December 29, 2022. Keep reading to learn more about his alleged conduct as a broker.

Investor Dispute

On October 24, 2022, an investor alleged that Mark Martin failed to follow instructions to not invest certain funds in the client’s account. This dispute is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to follow instructions may violate this rule. 

Background Information

Mark Martin has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Mark Martin is a registered broker in 14 states and a registered investment adviser in Idaho and Texas.

Kurta Law Can Help

If you worked with Mark Martin and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.