Investor Alleges Mark Donahue Failed to Disclose Fees Associated with Alternative Investments
Mark Donahue (CRD #: 1077601), a broker registered with J.P. Morgan Securities, was involved in a recent dispute, according to his BrokerCheck record, accessed on May 15, 2022. Read on to learn more about Mark Donahue’s conduct as a broker.
On March 8, 2022, an investor alleged that Mark Donohue failed to disclose the ongoing fees associated with alternative investments purchased from 2019 to 2020. This dispute remains pending.
FINRA Rule 2020
Failing to disclose information about or misrepresenting investments violates FINRA Rule 2020, which forbids brokers from using manipulation, deception, and other unethical tactics to influence investors.
The unintentional omission of information can also qualify as a form of broker negligence.
Mark Donahue has passed the following exams:
- Series 65 – Uniform Investment Adviser Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Mark Donahue is a registered broker in all 50 states and the District of Columbia. He is also a registered investment adviser in Alaska, Florida, and Texas.
He has also worked for the following firms:
- Morgan Stanley (CRD#:149777)
- Morgan Stanley Smith Barney (CRD#:149777)
- RBC Capital Markets (CRD#:31194)
- Tucker Anthony (CRD#:837)
- Gabriele, Hueglin & Cashman (CRD#:8059)
Kurta Law Can Help
If you worked with Mark Donahue and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.