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Mark Creason Allegedly Gave Unsuitable Investment Recommendations

Mark Creason (CRD #: 6617847), a broker registered with Metric Financial, allegedly recommended unsuitable investments, according to his BrokerCheck record, accessed on March 5, 2025. Keep reading if you want to know more about his alleged conduct as a broker.

Investor Dispute

In a dispute filed on June 24, 2024, an investor alleged that Mark Creason made unsuitable recommendations. This dispute is currently pending.

FINRA Rule 2111

FINRA Rule 2111 requires brokers to take into account investors’ financial goals when recommending investments. Brokers must consult an investor’s profile, which describes their age, investing experience, risk tolerance, and other information.

Investors who believe their losses are the result of unsuitable investment recommendations may be able to recover their funds by seeking out FINRA arbitration.

Background Information

Mark Creason has passed the following exams:

  • General Securities Principal Examination – Series 24
  • Limited Representative-Private Securities Offerings – Series 82TO
  • Securities Industry Essentials Examination – SIE
  • Investment Banking Registered Representative Examination – Series 79
  • General Securities Representative Examination – Series 7
  • Uniform Securities Agent State Law Examination – Series 63

Mark Creason is a registered broker in 17 states.

He has also worked for the following firms:

  • Emerson Equity (CRD#:130032)
  • Colorado Financial Service Corporation (CRD#:104343)
  • WealthForge Securities (CRD#:152550)

Kurta Law Can Help

If you worked with Mark Creason and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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