NYLIFE Securities Fires Marcus Esquivel
Marcus Esquivel (CRD #: 6829451), a broker formerly registered with NYLIFE Securities, was fired from the firm, according to his BrokerCheck record, accessed on November 11, 2022. Keep reading if you have questions about his conduct as a broker.
Termination from NYLIFE Securities
On October 7, 2022, Marcus Esquivel was fired from NYLIFE Securities after the firm allegedly became aware of his pending criminal charge.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
Pending Criminal Charge
On September 24, 2022, Marcus Esquivel was charged with a felony. This charge is currently pending. You can read more about this criminal charge by reviewing his BrokerCheck profile.
Marcus Esquivel has passed the following exams:
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
He previously worked for NYLIFE Securities (CRD#:5167).
Kurta Law Can Help
If you worked with Marcus Esquivel and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.