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NYLIFE Securities Fires Marcus Esquivel

Nov 16, 2022 Fired Brokers

Marcus Esquivel (CRD #: 6829451), a broker formerly registered with NYLIFE Securities, was fired from the firm, according to his BrokerCheck record, accessed on November 11, 2022. Keep reading if you have questions about his conduct as a broker.

Termination from NYLIFE Securities

On October 7, 2022, Marcus Esquivel was fired from NYLIFE Securities after the firm allegedly became aware of his pending criminal charge. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Pending Criminal Charge

On September 24, 2022, Marcus Esquivel was charged with a felony. This charge is currently pending. You can read more about this criminal charge by reviewing his BrokerCheck profile.

Background Information

Marcus Esquivel has passed the following exams:

  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for NYLIFE Securities (CRD#:5167).

Kurta Law Can Help

If you worked with Marcus Esquivel and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.