Marco Silva Terminated by Edward Jones
Marco Silva (CRD #: 6813323) has been fired by Edward Jones. This is according to his BrokerCheck record, accessed on August 7, 2023. Keep reading if you have questions.
On June 1, 2023, Marco Silva was fired by Edward Jones following allegations regarding his processes for annual reviews, order acceptance, and transparency relating to branch practices.
FINRA Rule 5310
FINRA Rule 5310 requires brokers to promptly execute clients’ transactions according to their instructions. This rule also establishes that brokers must use reasonable due diligence to determine the best market for their client’s order.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 5310 may also violate this rule.
Background Information
Marco Silva has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
Marco Silva has only registered with Edward Jones (CRD #: 250).
Kurta Law Can Help
If you worked with Marco Silva and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.