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Marc Cabanilla Subject of Criminal Charge

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
July 1, 2025 at 10:54pm

Marc Cabanilla (CRD #: 6637512), a broker registered with LPL Financial, is the subject of a criminal charge, according to his BrokerCheck record, accessed on May 24, 2025. If you want to know more, keep reading.

Criminal Charge

On February 24, 2025, a criminal charge was entered against Marc Cabanilla. This charge is pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Marc Cabanilla has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66
  • Uniform Securities Agent State Law Examination – Series 63

Marc Cabanilla is a registered broker in 23 states and a registered investment adviser in Oregon and Utah.

He has also worked for Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691) and AXA Advisors (CRD#:6627).

Kurta Law Can Help

If you worked with Marc Cabanilla and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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