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Maher Majdalani Resigns from Morgan Stanley Over Alleged Misconduct

Maher Majdalani (CRD #: 1291768), a broker registered with Wells Fargo Clearing Services, resigned from his previous firm, according to his BrokerCheck record, accessed on November 22, 2024. Investors may have also worked with him through Wells Fargo Advisors. Read on if you have questions about his alleged conduct as a broker.

Resignation from Morgan Stanley

On September 27, 2024, Maher Majdalani resigned from Morgan Stanley following allegations that he may have used an unapproved messaging system to engage in business-related communications.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Maher Majdalani has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 3 – National Commodity Futures Examination
  • Series 7 – General Securities Representative Examination

Maher Majdalani is a registered broker in 22 states and a registered investment adviser in Ohio and Texas.

He has also worked for the following firms:

  • Morgan Stanley (CRD#:149777)
  • Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691)
  • UBS Financial Services (CRD#:8174)
  • Shearson Lehman Hutton (CRD#:7506)
  • E. F. Hutton & Company (CRD#:235)
  • Kidder, Peabody & Company (CRD#:7613)

Kurta Law Can Help

If you worked with Maher Majdalani and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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