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Lisa Ditkowsky is the Subject of an Investor Dispute

Lisa Ditkowsky (CRD #: 4897179), a previously registered broker with LPL Financial, is the subject of an investor dispute. This is according to her BrokerCheck record, accessed on July 2, 2024. Keep reading for more details.

Investor Allegations 

On March 25, 2024, an investor alleged that Lista Ditkowsky failed to make trades in her accounts and failed to timely respond to requests. 

FINRA 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Background Information 

Lisa Ditkowsky has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

During her 18 years of experience, Lisa Ditkowsky has registered with two firms: LPL Financial (CRD #: 6413) and A.G. Edwards & Sons (CRD #: 4). 

Kurta Law Can Help 

If you have worked with Lisa Ditkowsky and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.