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Linda Wilson Allegedly Misrepresented Stock Options Expiration

Linda Wilson (CRD #: 5549436), a broker registered with Goldman Sachs in Los Angeles, California, is facing an investor dispute. This is according to her BrokerCheck record, accessed on August 18, 2023. Keep reading if you have questions about her alleged conduct. 

On August 18, 2023, an investor alleged that Linda Wilson misrepresented the date on which their stock options would expire in light of the termination of the investor’s employment. 

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule. Material facts include information about when stock options expire. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2010 also violate FINRA Rule 2020. 

Background Information 

Lindsay Wilson has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Series 57TO Securities Trader Exam 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 3 National Commodity Futures Examination 

She is a registered broker in all 50 states, D.C., Puerto Rico, and the Virgin Islands. 

During her 14 years of experience, she has only registered with Goldman Sachs & Co. (CRD #: 361). 

Kurta Law Can Help

If you worked with Lindsay Wilson of Goldman Sachs and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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