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Fifth Third Bank Fires Lance Ching Following Falsification Allegations

Lance Ching (CRD #:7184830), a formerly registered broker, was recently fired by Fifth Third Bank (the parent company of Fifth Third Securities) according to his BrokerCheck record, accessed on March 1, 2022. 

Termination Details

On November 19, 2021, Fifth Third Bank fired Lance Ching after he allegedly falsified a bank document. According to the allegations. Forging or falsifying documents is inconsistent with just and equitable principles of trade and violates FINRA Rule 2010, which states that brokers must uphold high standards of commercial honor.

Background Information

Lance Ching has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

He has only worked with Fifth Third Securities (CRD#:628).

Kurta Law Can Help

If you have been victimized after working with Lance Ching, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

 

 

 

 

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