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Kyle Critcher Terminated by LPL Financial

Kyle Critcher (CRD #: 7351555) has been terminated by LPL Financial. This disclosure has appeared on his BrokerCheck record, accessed on September 13, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On August 1, 2024, LPL Financial was fired by Kyle Critcher following allegations that he failed to follow customer instructions to purchase a certificate of deposit. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to follow customer instructions violates this rule. 

Background Information 

Kyle Critcher has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • Series 6TO Investment Company Products/Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 

He has registered with the following firms: 

  • LPL Financial (CRD #: 6413) 
  • Vanguard Marketing Corporation (CRD #: 7452) 
  • W&S Brokerage Services (CRD #: 8099) 

 Kurta Law Can Help 

If you worked with Kyle Critcher and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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