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Krystal Brown is the Subject of an Investor Dispute

Krystal Brown (CRD #: 7617809), a broker registered with Ameriprise Financial Services, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, accessed on March 4, 2023. Keep reading if you have questions regarding her alleged conduct. 

Investor Allegations 

On November 15, 2023, an investor alleged that Krystal Brown instructed him via e-mail to liquidate his inherited IRA in order to transfer funds to another firm, causing him a large tax liability. The investor is seeking $55,038.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Giving instructions that result in a significant tax liability may violate this rule. 

Background Information 

Krystal Brown has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination

She is a registered broker in 28 states and is a registered investment adviser in Georgia and Texas. 

Kurta Law Can Help 

If you have worked with Krystal Brown and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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