Kristen Hirano Fired from Merrill Lynch, Pierce, Fenner & Smith
Kristen Hirano (CRD #: 7076564), a broker formerly registered with Merrill Lynch, Pierce, Fenner & Smith, was fired from the firm following alleged misconduct, according to her BrokerCheck record, accessed on October 29, 2022. Read on if you want to know more about her conduct as a broker.
Termination from Merrill Lynch, Pierce, Fenner & Smith
On August 29, 2022, Kristen Hirano was fired from Merrill Lynch, Pierce, Fenner & Smith after allegedly engaging in misconduct related to receiving and altering client-signed documents.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
Kristen Hirano has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- Series 7TO – General Securities Representative Examination
- SIE – Securities Industry Essentials Examination
She previously worked for Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691).
Kurta Law Can Help
If you worked with Kristen Hirano and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.