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Kristen Hirano Fired from Merrill Lynch, Pierce, Fenner & Smith

Kristen Hirano (CRD #: 7076564), a broker formerly registered with Merrill Lynch, Pierce, Fenner & Smith, was fired from the firm following alleged misconduct, according to her BrokerCheck record, accessed on October 29, 2022. Read on if you want to know more about her conduct as a broker.

Termination from Merrill Lynch, Pierce, Fenner & Smith

On August 29, 2022, Kristen Hirano was fired from Merrill Lynch, Pierce, Fenner & Smith after allegedly engaging in misconduct related to receiving and altering client-signed documents.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Kristen Hirano has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

She previously worked for Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691).

Kurta Law Can Help

If you worked with Kristen Hirano and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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