Kingsley Onuwaje Fired from MML Investors Services
Kingsley Onuwaje (CRD #: 2355461), a formerly registered broker, has been fired by MML Investors Services, according to his BrokerCheck record, accessed on March 10, 2022. He has also been the subject of an investigation—keep reading for more details.
On January 18, 2022, MML Investors Services fired Kingsley Onuwaje following an investigation into whether he violated federal securities laws related to his involvement in a charitable organization. He allegedly provided inconsistent facts to the firm relative to his role in a charitable organization.
Kingsley Onuwaje was investigated on January 18, 2022, following the same allegations. This conduct may violate FINRA Rule 2010, which requires associated persons to observe high standards of commercial honor and just and equitable principles of trade.
Kingsley Onuwaje has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 Investment Company Products / Variable Contracts Representative Examination
He also worked with the following firms:
- MML Investors Services (CRD #: 10409)
- Park Avenue Securities (CRD #: 46173)
- Pruco Securities Corporation (CRD #: 5685)
Kurta Law Can Help
If you have worked with Kingsley Onuwaje and have concerns about your investments, don't hesitate to contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
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