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Khaled Mheisen Resigns from The Huntington Investment Company

Nov 2, 2022 Employment

Khaled Mheisen (CRD #: 6320885), a broker formerly registered with J.P. Morgan Securities, resigned from his previous firm, according to his BrokerCheck record, accessed on October 29, 2022. If you want to know more about his conduct as a broker, keep reading.

Resignation from The Huntington Investment Company

On September 8, 2022, Khaled Mheisen voluntarily resigned from The Huntington Investment Company after allegedly failing to report at least one outside business activity on his Uniform Application for Securities Industry Registration or Transfer (Form U4).

He allegedly provided documents to the firm’s affiliate bank indicating he was involved in one or more outside business activities not reported on his Form U4. The firm had allegedly placed him on an “improvement plan” in the past with regard to not reporting outside business activities.

FINRA Rule 3270

FINRA Rule 3270 requires brokers to seek approval from their firm before engaging in outside business activities.

Other business activities

Khaled Mheisen’s detailed BrokerCheck page currently lists one outside business activity. He is the owner of Imagination Station One, a daycare.

Background Information

Khaled Mheisen has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He previously worked for the following firms:

  • J.P. Morgan Securities (CRD#:79)
  • The Huntington Investment Company (CRD#:16986)
  • Equitable Advisors (CRD#:6627)

Kurta Law Can Help

If you worked with Khaled Mheisen and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.