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Kevin Murphy Fired from Financial Resources Group Investment Services

Nov 4, 2022 Fired Brokers

Kevin Murphy (CRD #: 2638542), a broker registered with LPL Financial, was fired from his previous firm, according to his BrokerCheck record, accessed on October 29, 2022. If you want to know more about his conduct as a broker, keep reading.

Termination from Financial Resources Group Investment Services

On August 19, 2022, Kevin Murphy was fired from Financial Resources Group Investment Services after allegedly submitting a document containing a forged signature to an annuity company to effect a broker of record change.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Forgery is a violation of FINRA Rule 2010. 

Background Information

Kevin Murphy has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 21 – NYSE Front Line Specialist Clerk
  • Series 55 – Limited Representative-Equity Trader Exam
  • Series 25 – NYSE Trading Assistant Examination
  • Series 7 – General Securities Representative Examination

Kevin Murphy is a registered broker in seven states and a registered investment adviser in New York and Texas.

He has also worked for the following firms:

  • Financial Resources Group Investment Services (CRD#:170845)
  • CUNA Brokerage Services (CRD#:13941)
  • MSI Financial Services (CRD#:14251)
  • Abel/Noser Corporation (CRD#:7537)
  • Labranche & Company (CRD#:32661)
  • Van Der Moolen Specialists USA (CRD#:32034)
  • BHF Securities Corporation (CRD#:7749)

Kurta Law Can Help

If you worked with Kevin Murphy and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.