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Keenan Casey Fired from William Blair Over Alleged Firm Policy Violations

Keenan Casey (CRD #: 6806403), a broker formerly registered with William Blair, was fired from that firm after allegedly violating firm policies, according to his BrokerCheck record, accessed on June 7, 2023. If you want to know more about his alleged conduct as a broker, read on.

Termination from William Blair

On April 19, 2023, Keenan Casey was fired from William Blair after allegedly failing to follow firm policies concerning money movements for client accounts.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Keenan Casey has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for William Blair (CRD#:1252).

Kurta Law Can Help

If you worked with Keenan Casey and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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