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Kaylee Phelps Named in Investor Dispute

Kaylee Phelps (CRD #: 6919320), a broker registered with Edward Jones, was the subject of a recent dispute, according to her BrokerCheck record, accessed on August 27, 2022. Keep reading if you have questions about her conduct as a broker.

Investor Dispute

On July 6, 2022, an investor filed a dispute against Kaylee Phelps, seeking $50,000 in damages. This dispute was denied by the firm.

Investors should know, however, that firms don’t need to permit an external review before denying a dispute. Investors can still seek out FINRA arbitration and potentially recoup their losses following a denial.

FINRA Rule 2010

FINRA Rule 2010 requires brokers to uphold high standards of commercial honor and just and equitable principles of trade.

Background Information

Kaylee Phelps has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Kaylee Phelps is a registered broker in 17 states and a registered investment adviser in Minnesota and Texas.

Kurta Law Can Help

If you worked with Kaylee Phelps and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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